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The Latest Breaking News from Finra

Banks don’t want to inspect your home office, so they’re forcing hundreds of employees to come in five days a week

Renewed rules for workplace inspections every few years are being blamed for mass return-to-office efforts.

Fortune

Short Circuit: A Roundup of Recent Federal Court Decisions

BB guns, late deliveries, and a defaulting guard.

Reason

DC Circuit Finds Some FINRA Authority Violates Private Nondelegation Doctrine

The private nondelegation doctrine is getting an increasing amount of attention from the courts.

Reason

From analysis to the latest developments in health,
read the most diverse news in one place.

SEC and FINRA make tZero second recipient of special crypto license following controversial Prometheum approval

The approval comes amid calls from the crypto industry for regulatory clarity from the Gensler-led SEC.

Fortune

Wells Fargo fires over a dozen employees for faking mouse movements

Multiple employees were fired by Wells Fargo for utilizing mouse jigglers to fake that they were at work.

Tom’s Guide

Banks don’t want to inspect your home office, so they’re forcing hundreds of employees to come in five days a week

Renewed rules for workplace inspections every few years are being blamed for mass return-to-office efforts.

Fortune

Trump's Social Media Company Discloses FINRA Inquiry

FINRA inquiry into TMTG's social media plans raises concerns and potential impacts on the company's future.

Top News

Financial Adviser Designations Are Not All the Same

Just because a financial adviser has credentials after their name doesn’t mean they meet the same rigorous standards as others do. How to figure out who you can trust.

Kiplinger

Arbitrators, Like Judges, Are Immune from Libel Lawsuits Based on Their Opinions

From today's decision by Judge Jia Cobb in Seltzer v. Financial Industry Regulatory Authority: Plaintiff Susan Seltzer participated in an arbitration proceeding before the Financial Industry Regulatory Authority (FINRA). The arbitration concluded with a written award that was published online. Seltzer alleges that the award defamed her by incorrectly describing…

Reason

Laid Off Near Retirement? How to Prepare for What’s Next

While this is a very stressful time, it’s also an opportunity to reassess values, visions and dreams and get plans in place for the future.

Kiplinger

Gen Z Investors Start Surprisingly Early, Prefer Crypto to Stocks

Gen Z has developed its own unique investing behaviors that reflect its status as the first truly "digital native" generation.

Kiplinger

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news in one place.

100’s of premium titles.
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Kiplinger

How to Find Room for Philanthropy Despite Challenging Times

The 'philanthropic squeeze' hits when consumers face higher costs and lower investment returns. Consider these three ways to maintain charitable giving.

Fortune

It may be easier to sue your employer for sexual harassment now, but one huge barrier is preventing real progress

It's been a year since a #MeToo inspired law made it easier for workers to sue employers for sexual harassment. But Gretchen Carlson says the work is far from done.

Benzinga

INTERVIEW: Bruce Fenton Is Running For Senate On An Unregulated Bitcoin Market Platform

It has been a long July in this crypto winter, and inflation has heated up more than expected, reaching a 40-year high in June.

Benzinga

Why Did Warren Buffett Get Confused By FINRA And Fractional Trading: New Rule Causes Surge In BRK.A's Reported Trading Volume

Berkshire Hathaway, Inc.

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news in one place.

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Benzinga

Marijuana Strategic Ventures, Changes Name To Mushrooms, New Management And Business Model

Marijuana Strategic Ventures, Inc. (OTCPK:MSVI) has officially changed its name to Mushrooms, Inc., through the filing of amended and restated articles of incorporation with the Nevada Secretary of State.

Benzinga

Blue Ocean Technologies' CEO Says 24-Hour Stock Trading Is Coming

Benzinga, a media and data provider bridging the gap between retail and institutional investors, will be bringing back its annual Global Fintech Awards event to New York City on Dec. 8, 2022.

Benzinga

The Vision and Challenge For Teen Investing App Bumper Ahead Of Launch

In studies conducted by FINRA, just over 50% of adults say finance makes them anxious, with individuals between the ages of 18 and 34 having the highest levels of anxiety. The source of this uneasiness? In part, it is the fear and struggles to keep up with widening gaps in…

Investors Business Daily

Advisors Work Side Gig As Expert Witnesses In Financial Disputes

Advisors looking for new ways to apply their technical knowledge can serve as arbitrators and an expert witness.

Benzinga

This Fintech Is Getting Teens Into Investing, But Parents Can Still Keep A Close Eye

In studies conducted by FINRA, just over 50% of adults say finance makes them anxious, with individuals between the ages of 18 and 34 having the highest levels of anxiety. Why so much stress? In part, the fear and struggles to keep up with widening gaps in the economy.

People

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